-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AnlnAYFnoePnbw3B8zZq1CpEcT5ucp+qt/xWZ/l54DOS+XGq3gLIQzyBbRQ3x/Um B2yCJaocva6F4AFjpb9xwQ== 0001010521-97-000183.txt : 19970211 0001010521-97-000183.hdr.sgml : 19970211 ACCESSION NUMBER: 0001010521-97-000183 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970207 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN RESOURCES INC CENTRAL INDEX KEY: 0000353943 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840834147 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34061 FILM NUMBER: 97520884 BUSINESS ADDRESS: STREET 1: 1000 WRITER SQ STREET 2: 1512 LARIMER ST CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3035340400 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SC 13G/A 1 EVERGREEN RESOURCES, INC. COMMON STOCK UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Evergreen Resources, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 299900308 - -------------------------------------------------------------------------------- (CUSIP Number) Check here if a fee is being paid with this statement: (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 OF 5 PAGES - --------------------- --------------------- CUSIP No. 299900308 13G Page 2 of 5 Pages - --------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Mutual Life Insurance Company I.R.S. No. 04-1414660 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER Number of Shares 905,660 ------------------------------------------------------------- Beneficially 6 SHARED VOTING POWER Owned by Each 1,592,716 ------------------------------------------------------------- Reporting 7 SOLE DISPOSITIVE POWER Person With 905,660 ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,592,716 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,498,376 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 26.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC, BD, IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 5 PAGES The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Item 1(a) Name of Issuer: Evergreen Resources, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: Suite 1000 1512 Larimer Street Denver, CO 80202 Item 2(a) Name of Person Filing: This filing is made on behalf of John Hancock Mutual Life Insurance Company ("JHMLICO"). Item 2(b) Address of the Principal Offices: The principal business office of JHMLICO is located at John Hancock Place, P.O. Box 111, Boston, MA 02117. Item 2(c) Citizenship: JHMLICO is organized and exists under the laws of the Commonwealth of Massachusetts. Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 299900308 Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: JHMLICO: (a) (X) Broker or Dealer registered under ss.15 of the Act. (c) (X) Insurance Company as defined in ss.3(a)(19) of the Act. (e) (X) Investment Adviser registered under ss.203 of the Investment Advisers Act of 1940. Item 4 Ownership: (a) Amount Beneficially Owned: JHMLICO is deemed to be the beneficial owner of 2,498,376 shares of Common Stock, Consisting of (i) 905,660 shares which JHMLICO has the right to acquire upon the conversion of shares of convertible preferred stock held by JHMLICO, and (ii) 1,592,716 shares which are deemed to be beneficially owned by John Hancock Energy Resources Management, Inc., PAGE 3 OF 5 PAGES an indirect wholly-owned subsidiary of JHMLICO ("JHERM"). The shares deemed to be beneficially owned by JHERM consist of (i) 354,500 shares and warrants to purchase 14,452 shares for a total of 378,952 shares beneficially owned by Energy Investors Fund, L.P. ("Fund I") and (ii) 1,028,216 shares and warrants to purchase 185,548 shares for a total of 1,213,764 shares beneficially owned by Energy Investors Fund II, L.P. ("Fund II"). JHERM is a 50% general partner of the general partner of Fund I and Fund II. (b) Percent of Class: 26.9% (c) (i) sole power to vote or to direct the vote: JHMLICO has sole power to vote or to direct the vote of the 905,660 shares as discussed in Item 4(a) above. (ii) shared power to vote or to direct the vote: 1,592,716 (iii) sole power to dispose or to direct the disposition: JHMLICO has sole power to dispose or to direct the disposition of the 905,660 shares as discussed in Item 4(a) above. (iv) shared power to dispose or to direct the disposition of: 1,592,716 Item 5 Ownership of Five Percent or Less of a Class: Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: See Item 4 above. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of a Group: Not applicable. Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. PAGE 4 OF 5 PAGES SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. John Hancock Mutual Life Insurance Company By: /s/ Roger G. Nastou Name: Roger G. Nastou Dated: February 6, 1997 Title: Vice President PAGE 5 OF 5 PAGES -----END PRIVACY-ENHANCED MESSAGE-----